More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
The lawsuit accused the firm of making “misleading” statements on how strongly ESG goals drove its investments.
The lawsuit filed in 2023 alleged unfair impact on the asset management giant's non-ESG funds due to its involvement in ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Thousands of New Yorkers forced to pay higher taxes on their retirement savings are set to receive restitution after a $106 ...
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...
The settlement stems from a three-year multi-state task force investigation coordinated through the North American Securities ...
(Reuters) - The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) ...