Rule 144A and Regulation D offer exemptions from federal securities registration requirements under the Securities Act of ...

The US Securities and Exchange Commission (SEC) has approved a streamlined framework for co-investments involving certain closed-end funds ...

President Donald Trump on May 2, 2025, released his fiscal year (FY) 2026 discretionary budget request outlining his administration's ...

If at first you don’t succeed, try, try again. An age-old adage that now provides critical guidance for insurers seeking to protect themselves in ...

The U.S. Department of Labor re-issued an Opinion Letter on the issue of independent contractor (IC) status of an on-demand virtual ...

DSOs have experienced several challenges amid the slowing private equity space in the years since the COVID-19 pandemic and the tightening of ...

Published on April 29, 2025, the ESMA final report (ESMA75-453128700-1408) outlines the guidelines (Guidelines) for competent national ...

FINRA released its blueprint for the securities industry’s use of the metaverse — the metaverse report. The metaverse, often ...

NFA withdrew Interpretive Notice 9083. The guidance remains available on NFA’s website for industry participants’ review.

Illinois Attorney General Kwame Raoul announced a $12 million settlement through a consent decree with Direct Energy Services LLC ...

On May 1, 2025, the Financial Crimes Enforcement Network (FinCEN) released a Notice of Proposed Rulemaking (NPRM) regarding the Huione Group, ...

Investment funds have a variety of legal structures customized to investors’ various needs and investment policies. The two main fund structures ...